Educational Documents

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Fi360 Materials:

The Prudent Practices:

• 2013 Prudent Practices for Investment Stewards Handbook
• 2013 Prudent Practices for Investment Advisors Handbook 
• 2013 Prudent Practices for Investment Managers Handbook
• 2019 Prudent Practices for Investment Advisors
• 2013 Self-Assessment of Fiduciary Excellence for Investment Stewards (SAFE)
• 2012 Periodic Table of Global Fiduciary Practices for Investment Stewards
• 2017 Periodic Table of Global Fiduciary Practices for Investment Stewards
• 2017 Fiduciary Placemat

The Fiduciary Score:

• Two Page Fiduciary Score Methodology
• Eight Page Fiduciary Score Methodology
• MacroRisk Research Report Evaluating the Value Added by the fi360 Fiduciary Score
• 2017 CFPI Analysis of the fi360 Fiduciary Score: “Red is STOP, Green is Go”
• The Value of the fi360 Toolkit for Clients of Advisors

Investment Committee:

• Bylaws for the Formation of an Investment Committee
• Fiduciary Acknowledgement Letter and Response
• 2016 Periodic Investment Review Checklist

Hiring Investment Advisors:

• The Benefits of Choosing an AIF Designee for Individual Investors
• The Benefits of Choosing an AIF Designee for Investment Stewards
• Questions a Steward Should Ask
• How Clients Benefit from Their Advisor's CEFEX Certification
• The Road to Fiduciary Security Begins with a CEFEX Certified Advisor
• CFA Report on Financial Advisor versus Investment Salesperson
• NAPFA on the Tough Questions to Ask Your Advisor

Sample Investment Policy Statements:

• 2013 Fi360 Sample Investment Policy Statement for a Personal Trust
• 2013 Fi360 Sample Investment Policy Statement for an Individual
• 2013 Fi360 Sample Investment Policy Statement for a Foundation
• 2008 Fi360 Sample Investment Policy Statement for a Personal Account
• 2007 Fi360 Sample Investment Policy Statement for an Individual IRA Account
• 2005 Fi360 Sample Investment Policy Statement for a Foundation
• 2005 Fi360 Sample Investment Policy Statement for a 401k Plan
• 2003 Fi360 Sample Investment Policy Statement for a Foundation
• 2002 Fi360 Sample Investment Policy Statement for a Defined Contribution Retirement Plan
• 2002 Fi360 Sample Investment Policy Statement for a Defined Benefit Plan
• 2002 Fi360 Sample Investment Policy Statement for an Individual Investor
• 2002 Fi360 Sample Investment Policy Statement for a Foundation

Allodium Materials:

Investment Policy Statements:

• Sample Investment Policy Statement Outline
• 2011 Sample Family Foundation Investment Policy Statement
• 2010 Sample Anchor Foundation Investment Policy Statement

Fiduciary Management:

• Fiduciary Audit File Checklist